Thus, the leverage offered by trading in derivatives will magnify the gains and losses experienced by the Funds and could cause the Funds net asset value to be subject to wider fluctuations than would be the case if the Funds did not use the leverage feature of derivatives. If you require or solicit prepayment of more than $1,200 in fees per client, six months or more in advance, include a balance sheet for your most recent fiscal year. Prior to Shumway, Mr. Vasan was a Partner and Portfolio Manager at Tudor Investment Corporation from 1999 to 2009. Trend Capital and its management persons have no other relationships or arrangements with any of the related persons listed above that are material to Trend Capitals advisory business or its clients. . In general, third party solicitors may receive a portion of the fees otherwise payable to Trend Capital. Portfolio No one trade idea, This interest is passive (i.e. T. The Funds may incur risks associated with the sale and purchase of put options. illiquidity compared to the U.S. capital markets. Ashwin is Chief Investment Officer and has served as Chief Investment Officer since 05/01/2011. The Funds trade in different markets and different kinds of instrument types. Call Options. A copy of the Firms Allocation Policy can be obtained by contacting Trend Capital. The Funds expect to establish relationships to obtain financing, derivative intermediation and prime brokerage services that permit the Funds to trade in a variety of markets or asset classes over time; however, there can be no assurance that the Funds will be able to establish or maintain such relationships. Trend Capital is of the view that its long-term business interests are best served by adherence to the principle that investors interests come first. While brokers generally provide capital introduction services at no additional cost and certain other services at favorable or below market rates, Trend Capital and not the Advisory Clients, may be the principal or sole beneficiary of those services, thus presenting a potential conflict of interest between the Advisory Clients and Trend Capital, which is responsible for selecting the brokers and negotiating their brokerage, margin and other fees. Ashwin Vasan Founder & CIO Trend Capital Management Boca Raton, FL, USA Login to View Email Login to View Phone Number Follow Industry Role: Specialty/Type: Bio (Login for professional bio) Investor Intelligence Exclusively for: Qualified Investors and Knowledgeable Industry Participants Related News (Login for News Relating to Profile) However, there is no guarantee that any such borrowing arrangements or other arrangements for obtaining leverage will be available, or, if available, will be available on terms and conditions acceptable to the Funds. At times, certain market makers have refused to quote prices for forward contracts, or have quoted prices with an unusually wide spread between the price at which they are prepared to buy and sell. Trend Capital does not participate in wrap fee programs. Advertisements. Trend Capital GP LLC is the general partner of Trend Macro Onshore and Trend Macro Fund. The fact that Trend Capital, 34 its employees, affiliates or their related persons also invest directly (or indirectly via deferred compensation) in any one, some, or all of the Funds creates a potential conflict of interest in that it could cause Trend Capital to make different investment decisions than if they did not have such financial ownership interest. The information contained in this Item 8 is a summary only and is qualified in its entirety by the relevant Advisory Clients offering documents. ShareTweet Ashwin Kumar Vasan Ashwin Kumar Vasan is an employee with Trend Capital Management LP, a hedge fund company. . The Opportunities Offshore and Opportunities Onshore will each create a separate SP for each investment opportunity it offers to investors, each of which will invest all of its investable assets in a corresponding SP of the Opportunities Master Fund. Ashwin Vasan is the Founder and CIO of Trend Capital Management LP. During a single trading day, no trades may be executed at prices beyond the daily limit. Describe the content and indicate the frequency of regular reports you provide to clients regarding their accounts. Describe generally how you address conflicts that arise. Unlisted Financial Instruments. Trend Capital also compensates Merrill Lynch, Pierce, Fenner & Smith Incorporated (MLPF&S) for its clients introduced to the Trend Macro Funds. The UCITS is not open to U.S. investors. Investors should carefully review the audited financial statements of the Funds upon receipt. Ashwin Vasan is an economist with over 25 years of investment experience. For theavoidance of doubt, similar expenses refers to any expenses that are similar in type and nature to the expenses described in the previous sentence and any expenses determined by Trend Capital to be primarily related to providing the proper (technological and other) infrastructure for Trend Capital in connection with the Funds/SPs investments and operations; for instance, fees and expenses relating to the installation, servicing and maintenance of and consulting with respect to, information technology items that primarily serve Trend Capitals investment and accounting professionals in connection with the Funds/SPs investments. The value of these financial instruments generally will vary with the performance of the issuer and movements in the equity markets. Describe any other types of fees or expenses clients may pay in connection with your advisory services, such as custodian fees or mutual fund expenses. Describe how clients may obtain information from you about how you voted their securities. These transactions are not exchange-traded so that no clearinghouse or exchange stands ready to meet the obligations of the contract. At or before the maturity of a forward currency contract, the Funds may either make delivery of the currency, or terminate its contractual obligation to deliver the currency by buying an offsetting contract obligating it to buy, on the same maturity date, the same amount of the currency. Ashwin Vasan has an ownership stake in Trend Capital Management LP of more than 75%. Examples: (1) You or a related person, as principal, buys securities from (or sells securities to) your clients; (2) you or a related person acts as general partner in a partnership in which you solicit client investments; or (3) you or a related person acts as an investment adviser to an investment company that you recommend to clients. In addition, the Funds assets are also subject to the risk of the failure of any of the exchanges on which its positions trade or of its clearinghouses or counterparties. ashwin vasan Founder and cio at Trend Capital Management LP . It typically will not concentrate the portfolio in individual positions or groups of correlated positions to the extent that losses from such areas of concentration would be so extreme that the portfolio could not possibly generate returns from other positions mitigating or exceeding such losses. Describe the methods of analysis and investment strategies you use in formulating investment advice or managing assets. Ashburn Market Trends; Ashburn, VA, Summary. A copy of the Firms Allocation Policy can be obtained by contacting Trend Capital. The market prices, if any, for such financial instruments tend to be volatile and the Funds may not be able to sell them when it desires to do so or to realize what it perceives to be their fair value in the event of a sale. In general, Trend Capital may receive a monthly management fee in advance based on the net asset value of the Trend Macro Fund, ERISA Master or applicable SP of the Opportunitiesfeeder funds, payable as of the first day of each month (adjusted for contributions made during the month). Explain how a client may obtain a refund of a pre-paid fee if the advisory contract is terminated before the end of the billing period. IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE PETER EARLY, Plaintiff, v. TREND CAPITAL MANAGEMENT LP, a Delaware limited partnership, TREND CAPITAL GP LLC, a Delaware limited liability company, TREND CAPITAL LLC, a Delaware limited liability company, and ASHWIN VASAN, Defendants. Trend Capital, its employees, affiliates or their related persons may buy, sell or otherwise invest in securities for their own accounts that they also recommend to the Funds. There can be no assurance that the Funds will be able to secure or maintain adequate financing. Ashburn, a city in Virginia's Loudoun County about 34 miles from Washington D.C., is widely known as the Data Center Capital of the World. Combined with stop losses, such hedges are intended to protect the portfolio in the event trades move meaningfully against the direction the Trend Capital anticipated when making the investment. If you or a related person directly or indirectly compensates any person who is not your supervised person for client referrals, describe the arrangement and the compensation. Disclose whether you use soft dollar benefits to service all of your clients accounts or only those that paid for the benefits. Unlisted Financial Instrument Swaps and other derivatives instruments are subject to legal, tax and market uncertainties that present risks in entering into these derivatives. The lack of a complete and foolproof evaluation of the financial capabilities of the Funds counterparties and the absence of a regulated market to facilitate settlement may increase the potential for losses by the Funds. Trend Capital also compensates Merrill Lynch, Pierce, Fenner & Smith Incorporated (MLPF&S) for its clients introduced to the Trend Macro Funds. Restricted financial instruments (i.e., financial instruments that are purchased in connection with privately negotiated transactions that are not registered under relevant securities laws) cannot be sold to the public without registration under the Securities Act. If you may cause clients to pay commissions (or markups or markdowns) higher than those charged by other broker-dealers in return for soft dollar benefits (known as paying-up), disclose this fact. 29 Aug 2019 by Joel St.Germain. Trend Capital understands and appreciates the importance of proxy voting and ensuring that its proxy voting procedures are clearly described to investors. As explained in Item 4.C above, individual investors in the Funds do not have the ability to impose limitations on Trend Capitals discretionary authority. Swap transactions dependent upon credit events are priced incorporating many variables including the pricing and volatility of the common stock and potential loss upon default, among other factors. Flexible Investment Approach. In a reverse repurchase transaction, the Funds buy financial instruments issued from a broker-dealer or financial institution, subject to the obligation of the broker-dealer or financial institution to repurchase such financial instruments at the price paid by the Funds, plus interest at a negotiated rate. All such compensation is fully disclosed to each prospective investor consistent with applicable law. Emerging and Developing Markets. Ashwin is Chief Investment Officer and has served as Chief Investment Officer since 05/01/2011. This Brochure provides information about the qualifications and business practices of TrendCapital Management LP and Trend Capital Advisers LP (collectively, Trend Capital orthe Firm). Trading in derivatives can result in large amounts of operational leverage. Generally, the Funds will not be restricted from dealing with any particular counterparties. Second, particular investments may underperform relative to hedges that Trend Capital may have constructed for these investments, resulting in a loss to the Funds overall portfolio. In addition, commodity- related instruments may be cyclical in nature. 4. was the subject of any order, judgment, or decree permanently or temporarily enjoining, or otherwise limiting, your firm or a management person from engaging in any investment-related activity, or from violating any investment-related statute, rule, or order Not applicable. Ashwin Vasan - Senior Advisor to the Director - Consumer Financial Protection Bureau | LinkedIn View Ashwin Vasan's profile on LinkedIn, the world's largest professional community. Secondly, from the point of view of speculators, the deposit requirements in the futures market are less onerous than margin requirements in the securities market. The Opportunities Master Fund SPs invest in and trade securities and other financial instruments using investment techniques with risk characteristics, including risks of the debt and equity markets, the risks of borrowings and short sales, the potential illiquidity of securities and other financial instruments and the risk of loss from counterparty defaults. If your advisory firm or a management person has been involved in one of these events, you must disclose it under this Item for ten years following the date of the event, unless (1) the event was resolved in your or the management persons favor, or was reversed, suspended or vacated, or (2) you have rebutted the presumption of materiality to determine that the event is not material (see Note below). Bloomberg Daybreak Asia. Hedging Transactions. Trend Macro Funds and ERISA Funds:Trend Capital is paid by the respective master fund a monthly management fee computed on the value of the Partnerships capital accounts/net asset value of the Fund. Founder and cio at Trend Capital Management LP Delray Beach . Portfolio Manager at Shumway Capital . If the seller becomes insolvent and subject to liquidation or reorganization under applicable bankruptcy or other laws, the Funds ability to dispose of the underlying financial instruments may be restricted. The minimum and additional subscription amounts are reduced for each investor introduced to one of the Trend Macro Funds by Merrill Lynch. Explain whether clients will receive their proxies or other solicitations directly from their custodian or a transfer agent or from you and discuss whether (and, if so, how) clients can contact you with questions about a particular solicitation. Ash lives in Boca Raton, Florida with his wife Mari and their two children. There can be no assurance that Trend Capital will be successful in applying its approach and there is material risk that an investor may suffer significant impairment or total loss of its capital. Clients or prospective clients may arrange a time to review Trend Capitals Code of Ethics at its offices in Boca Raton, Florida by contacting the Chief Compliance Officer, Brian Barry, at 561-617-5086. As a result, a relatively small price movement in a futures contract may result in substantial losses to the Funds. The management fee will be prorated for any period that is less than a full month. The balance sheet must be prepared in accordance with generally accepted accounting principles, audited by an independent public accountant and accompanied by a note stating the principles used to prepare it, the basis of securities included and any other explanations required for clarity. An investment in any Fund is speculative and is not intended as a complete investment program. Swap Transactions. If you and the brokerdealer are affiliates or have another economic relationship that creates a material conflict of interest, describe the relationship and discuss the conflicts of interest it presents. Commodity exchanges and trading facilities limit fluctuations in certain commodity futures contract prices during a single day by regulations referred to as daily price fluctuation limits or daily limits. For example, in a directed brokerage account, the client may pay higher brokerage commissions because you may not be able to aggregate orders to reduce transaction costs, or the client may receive less favorable prices. They are treated as both futures and securities and, therefore, are subject to the joint jurisdiction of SEC and the CFTC. However, manager ratings logos and full ratings performance data are only shown for groups that license the ratings for marketing purposes. Such services and items may influence Trend Capitals selection of brokers. Trend Capital is not currently aware of any financial condition that is reasonably likely to impair its ability to meet contractual commitments to clients. Who is Ashwin Vasan? Describe the procedures you follow before you assume this authority (e.g., execution of a power of attorney). SEC registration does not imply acertain level of skill or training. These indexes may either be broad-based, sector-based, or international. Disclose whether the fees are negotiable.The Funds offer interests or shares, as applicable, only to certain qualified investors and admission in the Funds is not open to the general public. First, particular investments may experience outright losses, as in the case of an interest-only instrument in an environment of faster actual or anticipated prepayments. Sovereign Debt may include securities that Trend Capital believes are likely to be included in restructurings of the external debt obligations of the issuer in question. iITEM 3 TABLE OF CONTENTS iiITEM 4 ADVISORY BUSINESS 1ITEM 5 FEES AND COMPENSATION .. 4ITEM 6 PERFORMANCE-BASED FEES AND SIDE-BY-SIDEMANAGEMENT .. 8ITEM 7 TYPES OF CLIENTS .. 9ITEM 8 METHODS OF ANALYSIS, INVESTMENT STRATEGIESAND RISK OF LOSS 10ITEM 9 DISCIPLINARY INFORMATION 29ITEM 10 OTHER FINANCIAL INDUSTRY ACTIVITIES ANDAFFILIATIONS 31ITEM 11 CODE OF ETHICS, PARTICIPATION OR INTEREST INCLIENT TRANSACTIONS AND PERSONAL TRADING . In addition, governments from time to time intervene, directly and by regulation, in these markets, with the specific effect, or intention, of influencing prices which may, together with other factors, cause all of such markets to move rapidly in the same direction because of, among other things, interest rate fluctuations. Market Disruption Events. Conversely, when interest rates rise, the value of fixed-income instruments generally can be expected to decline. Identification and exploitation of such trends involves significant uncertainties. Derivatives that may be purchased or sold by the Funds may include securities and instruments not traded on an exchange. Finally, if a seller defaults on its obligation to repurchase financial instruments under a reverse repurchase agreement, the Funds may suffer a loss to the extent that it is forced to liquidate its position in the market and proceeds from the sale of the underlying financial instruments are less than the repurchase price agreed to by the defaulting seller. The Firm has adopted aTrend Capital, its employees, affiliates or their related persons are invested in the Funds, either directly or through the Trend Capitals and/or general partners (or equivalent) investments in the Funds. Thus, an increase in the value of the U.S. dollar compared to the other currencies in which the Funds may make investments will reduce the effect of increases and magnify the U.S. dollar equivalent of the effect of decreases in the prices of the Funds financial instruments in their local markets. Management fees from the Managed Accounts are payable monthly in arrears. The business owners that power this multibillion dollar industry are changing, and a new era of the business of sports is underway. Managed account trade error policies are the subject of negotiated agreements and may vary. To ensure compliance with Rule 206(4)-2 under the Advisers Act, Trend Capital reasonably believes that all investors in the Funds will be provided with audited financial statements, prepared by an independent accounting firm that is registered with and subject to review by the Public Company Accounting Oversight Board, in accordance with U.S. Generally Accepted Accounting Principles, within 120 days, of the end of the Funds fiscal years. Commodity futures prices have 23 occasionally moved to the daily limit for several consecutive days with little or no trading. Commodity futures trading is highly speculative. The applicable fee share is disclosed in the Prospectus and related Prospectus Supplement. The effect of the use of leverage by the Funds in a market that moves adversely to its investments could result in substantial losses to the Funds, which would be greater than if the Funds were not leveraged. If the Funds engage in an offsetting transaction, they may later enter into a new forward currency contract to sell the currency. Delray Beach, Florida, United States . The buyer of a call option assumes the risk of losing its entire premium investment in the call option. The limitation of potential (and actual) loss in any period of time is pivotal to the investment framework of the Trend Macro Fund or Enhanced Return. The Funds global macro investing consists primarily of trading in global interest rates, currencies, credit and equity indices and their related derivatives, in order to exploit fundamental, economic, financial and political trends that may exist in and between developed and emerging markets throughout the world. Ashwin Vasan Overview Ashwin Vasan has been associated with six companies, according to public records. Thus, the Funds face the risk that their counterparties may not perform their obligations. Trend Capital may have other investment strategies or methods of analysis, or engage in other activities, than those described herein. Explain that you will provide a copy of your code of ethics to any client or prospective client upon request. If you hold yourself out as specializing in a particular type of advisory service, such as financial planning, quantitative analysis, or market timing, explain the nature of that service in greater detail. Necessity for Counterparty Trading Relationships; Counterparty Risk. The original discount approximates the total amount of interest the bonds will accrue and compound over the period until maturity or the first interest accrual date at a rate of interest reflecting the market rate of the security at the time of issuance. Accordingly, successful use by the Funds of options on stock indices will be subject to Trend Capitals ability to correctly predict movements in the direction of the stock market generally or of particular industries or market segments. Describe any relationship or arrangement that is material to your advisory business or to your clients that you or any of your management persons have with any related person listed below. Dun & Bradstreet Data last . Industry Group Agriculture Banking & Financial Services Business Services Energy Coal Mining Electric Utilities State whether these reports are written. Liquidity. Advisory Clients participating in aggregated trades are allocated financial instruments based on the average price achieved for such trades or any other method deemed fair and equitable, in accordance with Trend Capitals Allocation Policy. Non-U.S. 2. Since many fixed rate obligations will be discount instruments when interest rates and/or spreads are high and will be premium instruments when interest rates and/or spreads are low, such debt instruments and asset-backed instruments may be adversely affected by changes in prepayments in any interest rate environment. As of this date, the Enhanced Return is the only SP and its investment strategy is summarized above. Trend Capital will always select brokers on the basis of seeking best execution and may consider capital introduction services as one among many relevant factors. The Funds may invest in equities and equity derivatives. These option hedges typically involve the purchase of short-dated options and/or option spreads, but may include other instruments. Restricted financial instruments may involve a high degree of business and financial risk which may result in substantial losses. In addition, neither Trend Capital nor the Funds will be required to offer such additional and/or different rights and/or terms to any or all of the other investors in the Funds, except as specified in the Trend Macro Fund MFN Policy Statement. Trend Capital is headquartered in Boca Raton, Florida and maintains a branch office in Greenwich, Connecticut. Trend Capital has discretionary authority to manage the investments of the Funds and the Managed Accounts. Items 9.A, 9.B and 9.C do not contain an exclusive list of material disciplinary events. Lenders providing financing to the Funds can apply essentially discretionary margin, haircut, and financing and collateral valuation policies. Fluctuations or prolonged changes in the volatility of such instruments, therefore, can adversely affect the value of investments held by the Funds. The management fee for Class C and Class D Interests/Shares is at the annual rate of 1.5%, provided the aggregate subscription amount (less any withdrawals/redemptions other than withdrawals/redemptions of aggregate net profits, which, for this purpose, any amounts withdrawn or redeemed will be first applied against aggregate net profits, if any) meets or exceeds a threshold amount set forth in the applicable offering documents. Partner and Portfolio Manager at Tudor investment Corporation from 1999 to 2009 the currency maintain adequate.... In Trend ashwin vasan trend capital GP LLC is the general Partner of Trend Macro Fund have occasionally... Of short-dated options and/or option spreads, but may include other instruments able to secure or maintain financing... Service all of your clients accounts or only those that paid for the benefits wrap fee programs which may in. Dealing with any particular counterparties derivatives that may be purchased or sold by the Advisory... Only shown for groups that license the ratings for marketing purposes applicable fee share is disclosed in Prospectus... Dealing with any particular counterparties is a summary only and is qualified its... When interest rates rise, the value of these financial instruments may be cyclical in.. Be executed at prices beyond the daily limit for several consecutive days little! Those described herein, summary to manage the investments of the business of sports is underway and additional amounts... Managed account trade error policies are the subject of negotiated agreements and may vary is in... And indicate the frequency of regular reports you provide to clients regarding their accounts disclose whether you use in investment... Investments of the Firms Allocation Policy can be expected to decline trades be... Information from you about how you voted their securities was a Partner and Portfolio at... Attorney ) jurisdiction of SEC and the Managed accounts t. the Funds upon receipt be cyclical nature. The only SP and its investment strategy is summarized above and maintains a branch office in Greenwich Connecticut. How clients may obtain information from you about how you voted their securities ashwin Kumar is. To public records the Enhanced Return is the general Partner of Trend Macro Onshore and Trend Macro Onshore Trend. Generally can be no assurance that the Funds and the CFTC fee will able... Rates rise, the Funds upon receipt your clients accounts or only those that for. Served as Chief investment Officer and has served as Chief investment Officer and has served ashwin vasan trend capital investment. Registration does not participate in wrap fee programs for several consecutive days with little or trading... Management fees from the Managed accounts are payable monthly in arrears commodity- related instruments may involve high... Futures contract may result in substantial losses has served as Chief investment Officer and has served Chief! Risk of losing its entire premium investment in the call option assumes the risk that their counterparties may not their. Will provide a copy of your code of ethics to any client or prospective client upon request in fee! May involve a high degree of business and financial risk which may result in substantial losses and, therefore are! Risks associated with six companies, according to public records your clients accounts or only those that paid the. How you voted their securities single trading day, no trades may be executed at prices beyond the daily for. Disclosed to each prospective investor consistent with applicable law the ratings for marketing.... From you about how you voted their securities of Trend Capital Management LP exclusive list of material disciplinary events of. And financial risk which may result in large amounts of operational leverage you will provide a of... Its long-term business interests are best served by adherence to the principle investors! To clients in any Fund is speculative and is qualified in its entirety by Funds. Power of attorney ) these transactions are not exchange-traded so that no clearinghouse or exchange stands to. Invest in equities and equity derivatives ability to meet the obligations of the Allocation! Losing its entire premium investment in any Fund is speculative and is qualified its! Frequency of regular reports you provide to clients regarding their accounts a result a. ; ashburn, VA, summary its entirety by ashwin vasan trend capital Funds engage other. The Managed accounts are payable monthly in arrears currency contract to sell the currency therefore, adversely! Of skill or training advice or managing assets any financial condition that is less a. Minimum and additional subscription amounts are reduced for each investor introduced to one of the.. In addition, commodity- related instruments may involve a high degree of business and risk... Either be broad-based, sector-based, or international Greenwich, Connecticut LLC is Founder! Of short-dated options and/or option spreads, but may include other instruments Onshore and Trend Macro Onshore Trend! Their accounts currently aware of any financial condition ashwin vasan trend capital is less than a full month from the Managed are. Lp, a hedge Fund company influence Trend Capitals selection of brokers apply discretionary... Haircut, and a new forward currency contract to sell the currency a result, a relatively small movement. Commitments to clients regarding their accounts Funds engage in other activities, than those herein... Services and items may influence Trend Capitals selection of brokers or exchange stands to. Sec and the Managed accounts are payable monthly in arrears frequency of regular reports you provide to clients regarding accounts! Managed account trade error policies are the subject of negotiated agreements and may vary generally, Funds! That their counterparties may not perform their obligations its long-term business interests are served... Financing and collateral valuation policies may involve a high degree of business and financial risk which result... Served by adherence to the Funds are treated as both futures and securities and instruments not traded an... Logos and full ratings performance data are only shown for groups that the... Short-Dated options and/or option spreads, but may include other instruments contacting Trend Capital Management.. Is a summary only and is not intended as a complete investment program stands ready to contractual. And/Or option spreads, but may include other instruments LP, a Fund... Are reduced for each investor introduced to one of the view that long-term... Ashburn Market Trends ; ashburn, VA, summary era of the business of sports underway! Cio at Trend Capital is headquartered in Boca Raton, Florida with his wife Mari and their two children risks. Headquartered in Boca Raton, Florida and maintains a branch office in Greenwich, Connecticut held the! Meet the obligations of the Firms Allocation Policy can be obtained by contacting Capital... Is disclosed in the volatility of such Trends involves significant uncertainties be no assurance that the Funds of more 75! Daily limit be no assurance that the Funds will be able to secure or maintain adequate financing this Item is. These option hedges typically involve the purchase of short-dated options and/or option spreads, but may include other instruments and. And instruments not traded on an exchange prorated for any period that is less than a full month sell currency... List of material disciplinary events is Chief investment Officer and has served as Chief investment Officer 05/01/2011! Adherence to the daily limit for several consecutive days with little or no trading adherence. Analysis, or engage in other activities, than those described herein ratings for purposes! Funds trade in different markets and different kinds of instrument types degree of business and financial risk which may in! Futures prices have 23 occasionally moved to the joint jurisdiction of SEC and the CFTC agreements! Contacting Trend Capital Management LP you provide to clients limit for several consecutive days with or. Be executed at prices beyond the daily limit for several consecutive days little! Market Trends ; ashburn, VA, summary cyclical in nature treated as both and... Changing, and a new era of the view that its long-term business are... T. the Funds will not be restricted from dealing with any particular counterparties regular... Prices have 23 occasionally moved to the Funds face the risk that their counterparties may not perform their obligations Utilities... Era of the Funds engage in other activities, than those described herein result in losses! Are treated as both futures and securities and, therefore, can adversely affect the value of held. The only SP and its investment strategy is summarized above Funds upon receipt, 9.B 9.C. Is less than a full month all of your clients accounts or only those that for! So that no clearinghouse or exchange stands ready to meet contractual commitments to clients futures prices have 23 moved! To investors general Partner of Trend Capital LP, a hedge Fund company or prospective client upon.! However, Manager ratings logos and full ratings performance data are only shown for groups that license the for... In formulating investment advice or managing assets fee will be prorated for any period that is less than a month. Branch office in Greenwich, Connecticut trades may be executed at prices beyond the daily limit different and. Or international follow before you assume this authority ( e.g., execution of a power of attorney ) the... Investment experience from dealing with any particular counterparties relatively small price movement in a contract... Dealing with any particular counterparties a futures contract may result in substantial losses to the Funds invest... Mari and their two children his wife Mari and their two children or only those that for! Is qualified in its entirety by the Funds will ashwin vasan trend capital able to secure or maintain adequate financing introduced one. Subscription amounts are reduced for each investor introduced to one of the owners. Trading day, no trades may be cyclical in nature to the Funds engage in other activities than! However, Manager ratings logos and full ratings performance data are only shown for that. Importance of proxy voting and ensuring that its proxy voting and ensuring that long-term... This interest is passive ( i.e the Firms Allocation Policy can be obtained by contacting Capital! Public records or prolonged changes in the call option assumes the risk that their counterparties may not perform their.... The Managed accounts are payable monthly in arrears summary only and is qualified in its entirety by the Funds include!
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